Director Compliance - Surveillance and Suitability

Created at: November 20, 2025 00:52

Company: Oliver James Associates

Location: New York, NY, 10001

Job Description:

Location: Remote USA Industry: Life Insurance Reporting To: Chief Compliance Officer / VP Compliance Overview Our client, a leading organization in the life insurance industry, is seeking a seasoned Compliance Director to oversee Suitability, Surveillance, and Investigations across their U.S. business. This individual will lead enterprise sales-practice oversight, manage suitability review processes, monitor producer activity, and direct internal investigations to ensure strong regulatory compl…


See details

Back to jobs